On Demand5 CE Credits
FINRA Regulatory Continuing Education Prep Course
Hosted by Securities Institute
Dates TBD Online / Virtual
Finance & Insurance
About This Event
This prep course helps registered agents and principals prepare for FINRA's annual regulatory continuing education requirement. It includes video training, reading assignments, and practice tests covering the topics needed to successfully complete the mandatory CE program that must be finished by December 31st each year.
Registration & Fees
Continuing Education
5 CE Credits
Accredited by: FINRA
Annual CE requirement for FINRA registered agents and principals. Must be completed by December 31st annually through FINRA's online FinPro system.
Who This Event Is For
Industries
Finance & Insurance